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NVBTAllianzim U.S. Equity Buffer10 Nov ETF

Grow my money3y track recordRanked #2,369 of 3,055 in this goal

Seeks to match the share price returns of the SPDR S&P 500 ETF Trust, up to a specified upside Cap, while providing a Buffer against the first 10% of Underlying ETF losses.

By AllianzIM · Launched 2022

Annual Cost

0.74%

#3,913 of 6,040 · average

Fund Size

$30M

#4,247 of 6,040 · small

Return (1Y)

+13.0%

Track Record

3 years

#2,781 of 6,040 · seasoned

Performance

Total-return NAV · USD
Growth of $10,000
$11,290+12.9%

Total-return NAV, USD. Net of fund fees, before tax.

What's inside

How Beacon categorizes this fund

Asset class

Alternative

Strategy

Structured outcome

Index tracked

S&P 500 Index

Holdings

By weight

Concentration

Top 4 holdings = 100.1% of fundconcentrated

SPY 10/30/2026 5.05 C4SPY 261030C00005050
99.6%
SPY 10/30/2026 681.99 P4SPY 261030P00681990
2.7%
SPY 10/30/2026 796.37 C4SPY 261030C00796370
-0.9%
SPY 10/30/2026 613.85 P4SPY 261030P00613850
-1.4%

Asset allocation

Stocks
99.3%
Cash
0.7%

Risk profile

Last 12 months · Sharpe & Sortino need 3+ years
Volatility (1Y)
8.4%Low

Year-on-year price swings

Max drawdown
-12.9%Mild

Worst peak-to-trough loss

Sharpe (3Y)
0.86Decent risk-adjusted returns
Sortino (3Y)
1.25Good downside protection

Listing

Exchange
NYSE Arca, Cboe BZX

Full fund details

Objective
Seeks to match the share price returns of the SPDR S&P 500 ETF Trust, up to a specified upside Cap, while providing a Buffer against the first 10% of Underlying ETF losses.
Strategy
Pursues a buffered strategy to match the share price returns of the SPDR S&P 500 ETF Trust at the end of a one-year Outcome Period, subject to a Cap and a 10% Buffer against losses. Invests primarily in FLEX Options referencing the Underlying ETF to achieve these outcomes.
Inception date
October 31, 2022
Fund family
AllianzIM

Next steps

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Data updated on 2026-09-18