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NVBTAllianzim U.S. Equity Buffer10 Nov ETF

Grow my money3y track recordRanked #2,244 of 2,992 in this goal

Seeks to match the share price returns of the SPDR S&P 500 ETF Trust, up to a specified upside Cap, while providing a Buffer against the first 10% of Underlying ETF losses.

By AllianzIM · Launched 2022

Annual Cost

0.74%

#3,775 of 5,854 · average

Fund Size

$31M

#4,144 of 5,854 · small

Return (1Y)Goal

+13.9%

Track Record

3 years

#2,768 of 5,854 · seasoned

Performance

Total-return NAV · USD
Growth of $10,000
$11,412+14.1%

Total-return NAV, USD. Net of fund fees, before tax.

What's inside

How Beacon categorizes this fund

Asset class

Alternative

Strategy

Structured outcome

Index tracked

S&P 500 Index

What it actually holds

By weight

Concentration

Top 4 holdings = 100.1% of fundconcentrated

SPY 10/30/2026 5.05 C4SPY 261030C00005050
99.6%
SPY 10/30/2026 681.99 P4SPY 261030P00681990
2.7%
SPY 10/30/2026 796.37 C4SPY 261030C00796370
-0.9%
SPY 10/30/2026 613.85 P4SPY 261030P00613850
-1.4%

Asset allocation

Stocks
99.4%
Cash
0.6%

Risk profile

Last 12 months · Sharpe & Sortino need 3+ years
Volatility (1Y)
8.3%Low

Year-on-year price swings

Max drawdown
-12.9%Mild

Worst peak-to-trough loss

Sharpe (3Y)
0.75Decent risk-adjusted returns
Sortino (3Y)
1.07Good downside protection

Listing

Exchange
NYSE Arca, Cboe BZX

Full fund details

Objective
Seeks to match the share price returns of the SPDR S&P 500 ETF Trust, up to a specified upside Cap, while providing a Buffer against the first 10% of Underlying ETF losses.
Strategy
Pursues a buffered strategy to match the share price returns of the SPDR S&P 500 ETF Trust at the end of a one-year Outcome Period, subject to a Cap and a 10% Buffer against losses. Invests primarily in FLEX Options referencing the Underlying ETF to achieve these outcomes.
Inception date
October 31, 2022
Fund family
AllianzIM

Our take

Structural notes on how this fund behaves. Read our guide on the 6 warning signs.

Buffer
Warning

You can build this cheaper yourself

Defined-outcome funds cap your gains (often 8% to 20%) in exchange for cushioning losses by 9% to 30%, priced with options. The fee runs about 0.70% or more, against 0.03% to 0.10% for a plain index fund. For most investors, a simple stock-and-bond mix gives similar protection for far less.

Sources: Morningstar, 'Buffer Funds Are on the Rise, but They May Not Make Sense for Most Investors' (2025)

Educational analysis of structural product characteristics. Not investment advice. Always read the fund prospectus and consult a qualified advisor before investing. More

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Data updated on 2026-08-04