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OCTPPGIM S&P 500 Buffer 12 ETF - Oct

Stay safeGrow my money2y track recordRanked #170 of 343 in this goal

Seeks to provide returns matching the price return of SPY up to a cap while offering a 12% downside buffer against SPY losses.

By PGIM · Launched 2024

Annual Cost

0.50%

#2,579 of 5,573 · average

Fund Size

$29M

#4,099 of 5,573 · small

Dividend YieldGoal

0.00%

Track Record

2 years

#3,579 of 5,573 · seasoned

Performance

Total-return NAV · USD
Growth of $10,000
$11,702+17.0%

Total-return NAV, USD. Net of fund fees, before tax.

What's inside

How Beacon categorizes this fund

Asset class

Alternative

Strategy

Structured outcome

Index tracked

S&P 500 Index

What it actually holds

By weight

Concentration

Top 10 holdings = 102.6% of fundconcentrated

CBOE GLOBAL MARKETS, INC.SPY 9 C6.66
53.5%
CBOE GLOBAL MARKETS, INC.SPY 9 C6.66
31.8%
CBOE GLOBAL MARKETS, INC.SPY 9 C6.66
13.9%
CBOE GLOBAL MARKETS, INC.SPY 9 P666.18
2.0%
CBOE GLOBAL MARKETS, INC.SPY 9 P666.18
1.2%
(PIPA070) PGIM Core Government Money Market Fund
0.8%
CBOE GLOBAL MARKETS, INC.SPY 9 P666.18
0.5%
CBOE GLOBAL MARKETS, INC.SPY 9 P586.24
-0.2%
CBOE GLOBAL MARKETS, INC.SPY 9 C755.51
-0.3%
CBOE GLOBAL MARKETS, INC.SPY 9 P586.24
-0.6%

Asset allocation

Stocks
99.3%
Cash
0.7%

Risk profile

Last 12 months · Sharpe & Sortino need 3+ years
Volatility (1Y)
7.3%Low

Year-on-year price swings

Max drawdown
-12.0%Mild

Worst peak-to-trough loss

Sharpe (3Y)
Unavailable

Needs 3+ years of history

Sortino (3Y)
Not yet

Needs 3+ years of history

Listing

Exchange
Cboe BZX

Full fund details

Objective
Seeks to provide returns matching the price return of SPY up to a cap while offering a 12% downside buffer against SPY losses.
Strategy
Invests primarily in FLEX Options on the SPDR S&P 500 ETF Trust to achieve a capped upside of 13.41% and a downside buffer of 12% over a one-year period. The Fund is actively managed and targets specific outcomes based on the Underlying ETF's performance.
Inception date
May 16, 2024
Fund family
PGIM

Our take

Structural notes on how this fund behaves. Read our guide on the 6 warning signs.

Buffer
Warning

You can build this cheaper yourself

Defined-outcome funds cap your gains (often 8% to 20%) in exchange for cushioning losses by 9% to 30%, priced with options. The fee runs about 0.70% or more, against 0.03% to 0.10% for a plain index fund. For most investors, a simple stock-and-bond mix gives similar protection for far less.

Sources: Morningstar, 'Buffer Funds Are on the Rise, but They May Not Make Sense for Most Investors' (2025)

Educational analysis of structural product characteristics. Not investment advice. Always read the fund prospectus and consult a qualified advisor before investing. More

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Data updated on 2026-06-20