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SAUGFT Vest U.S. Small Cap Moderate Buffer ETF - August

Grow my money2y track recordRanked #2,175 of 2,999 in this goal

Seeks to provide returns that match the price return of the iShares Russell 2000 ETF with a 15% buffer against losses.

By First Trust · Launched 2023

Annual Cost

0.90%

#4,723 of 5,861 · expensive

Fund Size

$107M

#2,932 of 5,861 · mid-size

Return (1Y)Goal

+18.0%

Track Record

2 years

#3,037 of 5,861 · seasoned

Performance

Total-return NAV · USD
Growth of $10,000
$11,876+18.8%

Total-return NAV, USD. Net of fund fees, before tax.

What's inside

How Beacon categorizes this fund

Asset class

Alternative

Strategy

Structured outcome

Index tracked

Russell 2000 Index

What it actually holds

By weight

Concentration

Top 10 holdings = 107.3% of fundconcentrated

CBOE GLOBAL MARKETS, INC.IWM 8 C2.27
91.8%
CBOE GLOBAL MARKETS, INC.IWM 8 C2.27
11.2%
CBOE GLOBAL MARKETS, INC.IWM 8 P227.13
2.2%
CBOE GLOBAL MARKETS, INC.IWM 8 C2.27
1.5%
Dreyfus Government Cash Management Funds
0.7%
CBOE GLOBAL MARKETS, INC.IWM 8 P227.13
0.1%
CBOE GLOBAL MARKETS, INC.IWM 8 P227.13
0.0%
CBOE GLOBAL MARKETS, INC.IWM 8 P193.06
-0.0%
CBOE GLOBAL MARKETS, INC.IWM 8 C265.47
-0.1%
CBOE GLOBAL MARKETS, INC.IWM 8 P193.06
-0.1%

Asset allocation

Stocks
99.6%
Cash
0.4%

Risk profile

Last 12 months · Sharpe & Sortino need 3+ years
Volatility (1Y)
8.7%Low

Year-on-year price swings

Max drawdown
-14.6%Mild

Worst peak-to-trough loss

Sharpe (3Y)
Unavailable

Needs 3+ years of history

Sortino (3Y)
Not yet

Needs 3+ years of history

Listing

Exchange
Cboe BZX

Full fund details

Objective
Seeks to provide returns that match the price return of the iShares Russell 2000 ETF with a 15% buffer against losses.
Strategy
Invests primarily in FLEX Options referencing the iShares Russell 2000 ETF to provide a buffer against the first 15% of losses and a cap of 16.88% on returns. Targets outcomes based on the price performance of the Underlying ETF over the Target Outcome Period.
Inception date
August 18, 2023
Fund family
First Trust

Our take

Structural notes on how this fund behaves. Read our guide on the 6 warning signs.

Buffer
Warning

You can build this cheaper yourself

Defined-outcome funds cap your gains (often 8% to 20%) in exchange for cushioning losses by 9% to 30%, priced with options. The fee runs about 0.70% or more, against 0.03% to 0.10% for a plain index fund. For most investors, a simple stock-and-bond mix gives similar protection for far less.

Sources: Morningstar, 'Buffer Funds Are on the Rise, but They May Not Make Sense for Most Investors' (2025)

Educational analysis of structural product characteristics. Not investment advice. Always read the fund prospectus and consult a qualified advisor before investing. More

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Data updated on 2026-08-04