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SQMXFT Vest U.S. Equity Quarterly Max Buffer ETF

Stay safeGrow my money1y track recordRanked #250 of 364 in this goal

Seeks to provide returns that match the price return of the Underlying ETF up to a predetermined upside cap while providing a buffer against losses.

By First Trust · Launched 2024

Annual Cost

0.85%

#4,514 of 5,861 · expensive

Fund Size

$48M

#3,685 of 5,861 · mid-size

Dividend YieldGoal

0.00%

Track Record

1 year

#3,946 of 5,861 · young

Performance

Total-return NAV · USD
Growth of $10,000
$10,699+7.0%

Total-return NAV, USD. Net of fund fees, before tax.

What's inside

How Beacon categorizes this fund

Asset class

Alternative

Strategy

Structured outcome

Index tracked

S&P 500 Index

What it actually holds

By weight

Concentration

Top 7 holdings = 100.1% of fundconcentrated

CBOE GLOBAL MARKETS, INC.SPY 3 C6.81
93.6%
CBOE GLOBAL MARKETS, INC.SPY 3 C6.81
4.6%
CBOE GLOBAL MARKETS, INC.SPY 3 P680.59
1.3%
Dreyfus Government Cash Management Funds
1.1%
CBOE GLOBAL MARKETS, INC.SPY 3 P608.58
-0.0%
CBOE GLOBAL MARKETS, INC.SPY 3 P608.58
-0.1%
CBOE GLOBAL MARKETS, INC.SPY 3 C701.01
-0.4%

Asset allocation

Stocks
98.7%
Cash
1.3%

Risk profile

Last 12 months · Sharpe & Sortino need 3+ years
Volatility (1Y)
3.5%Low

Year-on-year price swings

Max drawdown
-7.4%Mild

Worst peak-to-trough loss

Sharpe (3Y)
Unavailable

Needs 3+ years of history

Sortino (3Y)
Not yet

Needs 3+ years of history

Listing

Exchange
Cboe BZX

Full fund details

Objective
Seeks to provide returns that match the price return of the Underlying ETF up to a predetermined upside cap while providing a buffer against losses.
Strategy
Employs a target outcome strategy using FLEX Options to provide a buffer against losses of the Underlying ETF while setting a predetermined upside cap of at least 3%. Seeks to provide the maximum available buffer against losses, currently set at 12.62%.
Inception date
December 19, 2024
Fund family
First Trust

Our take

Structural notes on how this fund behaves. Read our guide on the 6 warning signs.

Buffer
Warning

You can build this cheaper yourself

Defined-outcome funds cap your gains (often 8% to 20%) in exchange for cushioning losses by 9% to 30%, priced with options. The fee runs about 0.70% or more, against 0.03% to 0.10% for a plain index fund. For most investors, a simple stock-and-bond mix gives similar protection for far less.

Sources: Morningstar, 'Buffer Funds Are on the Rise, but They May Not Make Sense for Most Investors' (2025)

Educational analysis of structural product characteristics. Not investment advice. Always read the fund prospectus and consult a qualified advisor before investing. More

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Data updated on 2026-08-04