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UMAYInnovator U.S. Equity Ultra Buffer ETF - May

Grow my money6y track recordRanked #1,781 of 2,999 in this goal

Seeks returns that match the Underlying ETF's return up to a cap of 12.59% while providing a buffer against losses of 5% to 35%.

By Innovator ETFs · Launched 2020

Annual Cost

0.79%

#4,215 of 5,861 · expensive

Fund Size

$144M

#2,650 of 5,861 · mid-size

Return (1Y)Goal

+7.8%

Track Record

6 years

#2,051 of 5,861 · seasoned

Performance

Total-return NAV · USD
Growth of $10,000
$10,777+7.8%

Total-return NAV, USD. Net of fund fees, before tax.

What's inside

How Beacon categorizes this fund

Asset class

Alternative

Strategy

Structured outcome

Index tracked

S&P 500 Price Return Index

What it actually holds

By weight

Concentration

Top 5 holdings = 103.2% of fundconcentrated

N/A
115.0%
US BANK MMDA - USBGFS 9
3.4%
N/A
0.0%
N/A
0.0%
N/A
-15.2%

Asset allocation

Stocks
99.6%
Cash
0.2%
Other
0.2%

Risk profile

Last 12 months · Sharpe & Sortino need 3+ years
Volatility (1Y)
4.1%Low

Year-on-year price swings

Max drawdown
-12.1%Mild

Worst peak-to-trough loss

Sharpe (3Y)
0.83Decent risk-adjusted returns
Sortino (3Y)
1.22Good downside protection

Listing

Exchange
Cboe BZX

Full fund details

Objective
Seeks returns that match the Underlying ETF's return up to a cap of 12.59% while providing a buffer against losses of 5% to 35%.
Strategy
Invests primarily in FLEX Options referencing the Underlying ETF to provide buffered returns against losses of 5% to 35% during the Outcome Period. Aims to replicate the Underlying ETF's performance while capping returns at 12.59% before fees.
Inception date
April 30, 2020
Fund family
Innovator ETFs

Our take

Structural notes on how this fund behaves. Read our guide on the 6 warning signs.

Buffer
Warning

You can build this cheaper yourself

Defined-outcome funds cap your gains (often 8% to 20%) in exchange for cushioning losses by 9% to 30%, priced with options. The fee runs about 0.70% or more, against 0.03% to 0.10% for a plain index fund. For most investors, a simple stock-and-bond mix gives similar protection for far less.

Sources: Morningstar, 'Buffer Funds Are on the Rise, but They May Not Make Sense for Most Investors' (2025)

Educational analysis of structural product characteristics. Not investment advice. Always read the fund prospectus and consult a qualified advisor before investing. More

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Data updated on 2026-08-04